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A floppy disk or floppy diskette (casually referred to as a floppy, a diskette, or a disk) is a type of composed of a thin and flexible disk of a medium in a square or nearly square plastic enclosure lined with a fabric that removes dust particles from the spinning disk. Floppy disks store which can be read and written when the disk is inserted into a floppy disk drive ( FDD) connected to or inside a or other device. The four most popular (and commercially available) categories of floppy disks (and disk drives) are the 8-inch, 5¼-inch, 3½-inch and high-capacity floppy disks and drives.

The first floppy disks, invented and made by in 1971, had a disk diameter of . Subsequently, the 5¼-inch (130 mm) and then the 3½-inch (90 mm) became a ubiquitous form of data storage and transfer into the first years of the 21st century. 3½-inch floppy disks can still be used with an external floppy disk drive. USB drives for 5¼-inch, 8-inch, and other-size floppy disks are rare to non-existent. Some individuals and organizations continue to use older equipment to read or transfer data from floppy disks.

Floppy disks were so common in late 20th-century culture that many electronic and software programs continue to use save icons that look like floppy disks well into the 21st century, as a form of skeuomorphic design. While floppy disk drives still have some limited uses, especially with , they have been superseded by data storage methods with much greater data storage capacity and data transfer speed, such as USB flash drives, , , and storage available through local and .


History
The first commercial floppy disks, developed in the late 1960s, were in diameter; they became commercially available in 1971 as a component of IBM products and both drives and disks were then sold separately starting in 1972 by and others. These disks and associated drives were produced and improved upon by and other companies such as Memorex, Shugart Associates, and Burroughs Corporation. The term "floppy disk" appeared in print as early as 1970,IBM's 370/145 Uncovered; Interesting Curves Revealed, Datamation, November 1, 1970 and although IBM announced its first media as the Type 1 Diskette in 1973, the industry continued to use the terms "floppy disk" or "floppy".

In 1976, Shugart Associates introduced the 5¼-inch floppy disk drive. By 1978, there were more than ten manufacturers producing such drives. There were competing floppy disk formats, with hard- and soft-sector versions and encoding schemes such as differential Manchester encoding (DM), modified frequency modulation (MFM), M2FM and group coded recording (GCR). The 5¼-inch format displaced the 8-inch one for most uses, and the hard-sectored disk format disappeared. The most common capacity of the 5¼-inch format in DOS-based PCs was 360 KB (368,640 bytes) for the Double-Sided Double-Density (DSDD) format using MFM encoding.

In 1984, IBM introduced with its PC/AT the 1.2 MB (1,228,800 bytes) dual-sided 5¼-inch floppy disk, but it never became very popular. IBM started using the 720 KB 3½-inch microfloppy disk on its Convertible laptop computer in 1986 and the 1.44 MB (1,474,560 bytes) high-density version with the IBM Personal System/2 (PS/2) line in 1987. These disk drives could be added to older PC models. In 1988, Y-E Data introduced a drive for 2.88 MB Double-Sided Extended-Density (DSED) diskettes which was used by IBM in its top-of-the-line PS/2 and some RS/6000 models and in the second-generation and ; however, this format had limited market success due to lack of standards and movement to 1.44 MB drives.

Throughout the early 1980s, limits of the 5¼-inch format became clear. Originally designed to be more practical than the 8-inch format, it was becoming considered too large; as the quality of recording media grew, data could be stored in a smaller area."The Microfloppy—One Key to Portability", Thomas R. Jarrett, Computer Technology Review, winter 1983 (Jan 1984), pp. 245–7 Several solutions were developed, with drives at 2-, 2½-, 3-, 3¼-, Picture of disk 3½- and 4-inches (and 's disk) offered by various companies. They all had several advantages over the old format, including a rigid case with a sliding metal (or later, sometimes plastic) shutter over the head slot, which helped protect the delicate magnetic medium from dust and damage, and a sliding tab, which was far more convenient than the adhesive tabs used with earlier disks. The established market for the 5¼-inch format made it difficult for these mutually incompatible new formats to gain significant market share. A variant on the Sony design, introduced in 1983 by many manufacturers, was then rapidly adopted. By 1988, the 3½-inch was outselling the 5¼-inch.1991 Disk/Trend Report, Flexible Disk Drives, Figure 2

Generally, the term floppy disk persisted, even though later style floppy disks have a rigid case around an internal floppy disk.

By the end of the 1980s, 5¼-inch disks had been superseded by 3½-inch disks. During this time, PCs frequently came equipped with drives of both sizes. By the mid-1990s, 5¼-inch drives had virtually disappeared, as the 3½-inch disk became the predominant floppy disk. The advantages of the 3½-inch disk were its higher capacity, its smaller physical size, and its rigid case which provided better protection from dirt and other environmental risks.


Prevalence
Floppy disks became commonplace during the 1980s and 1990s in their use with personal computers to distribute software, transfer data, and create . Before hard disks became affordable to the general population, floppy disks were often used to store a computer's (OS). Most home computers from that time have an elementary OS and stored in (ROM), with the option of loading a more advanced OS from a floppy disk.

By the early 1990s, the increasing software size meant large packages like Windows or required a dozen disks or more. In 1996, there were an estimated five billion standard floppy disks in use.

An attempt to enhance the existing 3½-inch designs was the in the late 1990s, using very narrow data tracks and a high precision head guidance mechanism with a capacity of 120 and backward-compatibility with standard 3½-inch floppies; a briefly occurred between SuperDisk and other high-density floppy-disk products, although ultimately recordable CDs/DVDs, solid-state flash storage, and eventually cloud-based online storage would render all these removable disk formats obsolete. External -based floppy disk drives are still available, and many modern systems provide firmware support for booting from such drives.


Gradual transition to other formats
In the mid-1990s, mechanically incompatible higher-density floppy disks were introduced, like the . Adoption was limited by the competition between proprietary formats and the need to buy expensive drives for computers where the disks would be used. In some cases, failure in market penetration was exacerbated by the release of higher-capacity versions of the drive and media being not backward-compatible with the original drives, dividing the users between new and old adopters. Consumers were wary of making costly investments into unproven and rapidly changing technologies, so none of the technologies became the established standard.

Apple introduced the iMac G3 in 1998 with a CD-ROM drive but no floppy drive; this made USB-connected floppy drives popular accessories, as the iMac came without any writable removable media device.

were touted as an alternative, because of the greater capacity, compatibility with existing CD-ROM drives, and—with the advent of and packet writing—a similar reusability as floppy disks. However, CD-R/RWs remained mostly an archival medium, not a medium for exchanging data or editing files on the medium itself, because there was no common standard for packet writing which allowed for small updates. Other formats, such as magneto-optical discs, had the flexibility of floppy disks combined with greater capacity, but remained niche due to costs. High-capacity backward compatible floppy technologies became popular for a while and were sold as an option or even included in standard PCs, but in the long run, their use was limited to professionals and enthusiasts.

Flash-based USB thumb drives finally provided a practical and popular replacement that supported traditional file systems and all common usage scenarios of floppy disks. As opposed to other solutions, no new drive type or special software was required that impeded adoption, since all that was necessary was an already common .


Usage in the 21st century
In 2002, most manufacturers still provided floppy disk drives as standard equipment to meet user demand for and an emergency boot device, as well as for the general secure feeling of having the familiar device. By this time, the retail cost of a floppy drive had fallen to around $20 (), so there was little financial incentive to omit the device from a system. Subsequently, enabled by the widespread support for USB flash drives and BIOS boot, manufacturers and retailers progressively reduced the availability of floppy disk drives as standard equipment. In February 2003, , one of the leading personal computer vendors, announced that floppy drives would no longer be pre-installed on home computers, although they were still available as a selectable option and purchasable as an aftermarket OEM add-on. By January 2007, only 2% of computers sold in stores contained built-in floppy disk drives.

Floppy disks are used for emergency boots in aging systems lacking support for other and for updates, since most BIOS and programs can still be executed from bootable floppy disks. If BIOS updates fail or become corrupt, floppy drives can sometimes be used to perform a recovery. The music and theatre industries still use equipment requiring standard floppy disks (e.g. synthesizers, samplers, drum machines, sequencers, and lighting consoles). Industrial automation equipment such as programmable and may not have a USB interface; data and programs are then loaded from disks, damageable in industrial environments. This equipment may not be replaced due to cost or requirement for continuous availability; existing software emulation and do not solve this problem because a customized operating system is used that has no for USB devices. Hardware floppy disk emulators can be made to interface floppy-disk controllers to a USB port that can be used for flash drives.

In May 2016, the United States Government Accountability Office released a report that covered the need to upgrade or replace legacy computer systems within federal agencies. According to this document, old IBM Series/1 minicomputers running on 8-inch floppy disks are still used to coordinate "the operational functions of the United States' nuclear forces". The government planned to update some of the technology by the end of the 2017 fiscal year. Use in Japan's government ended in 2024.

Windows 10 and Windows 11 no longer come with drivers for floppy disk drives (both internal and external). However, they will still support them with a separate device driver provided by Microsoft.

The Boeing 747-400 fleet, up to its retirement in 2020, used 3½-inch floppy disks to load avionics software.

Sony, who had been in the floppy disk business since 1983, ended domestic sales of all six 3½-inch floppy disk models as of March 2011. This has been viewed by some as the end of the floppy disk. While production of new floppy disk media has ceased, sales and uses of this media from inventories is expected to continue until at least 2026.


Legacy
For more than two decades, the floppy disk was the primary external writable storage device used. Most computing environments before the 1990s were non-networked, and floppy disks were the primary means to transfer data between computers, a method known informally as . Unlike hard disks, floppy disks were handled and seen; even a novice user could identify a floppy disk. Because of these factors, a picture of a 3½-inch floppy disk became an interface metaphor for saving data. , the floppy disk is still used by software on user-interface elements related to saving files even though physical floppy disks are largely obsolete. Examples of such software include , , and .


Design

Structure

8-inch and 5¼-inch disks
The 8-inch and 5¼-inch floppy disks contain a magnetically coated round plastic medium with a large circular hole in the center for a drive's spindle. The medium is contained in a square plastic cover that has a small oblong opening in both sides to allow the drive's heads to read and write data and a large hole in the center to allow the magnetic medium to spin by rotating it from its middle hole.

Inside the cover are two layers of fabric with the magnetic medium sandwiched in the middle. The fabric is designed to reduce friction between the medium and the outer cover, and catch particles of debris abraded off the disk to keep them from accumulating on the heads. The cover is usually a one-part sheet, double-folded with flaps glued or spot-welded together.

A small notch on the side of the disk identifies whether it is writable, as detected by a mechanical switch or photoelectric sensor. In the 8-inch disk, the notch being covered or not present enables writing, while in the 5¼-inch disk, the notch being present and uncovered enables writing. Tape may be used over the notch to change the mode of the disk. Punch devices were sold to convert read-only 5¼" disks to writable ones, and also to enable writing on the unused side of single-sided disks for computers with single-sided drives. The latter worked because single- and double-sided disks typically contained essentially identical actual magnetic media, for manufacturing efficiency. Disks whose obverse and reverse sides were thus used separately in single-sided drives were known as . Disk notching 5¼" floppies for PCs was generally only required where users wanted to overwrite original 5¼" disks of store-bought software, which somewhat commonly shipped with no notch present.

Another LED/photo-transistor pair located near the center of the disk detects the index hole once per rotation in the magnetic disk. Detection occurs whenever the drive's sensor, the holes in the correctly inserted floppy's plastic envelope and a single hole in the rotating floppy disk medium line up. This mechanism is used to detect the angular start of each track, and whether or not the disk is rotating at the correct speed. Early 8‑inch and 5¼‑inch disks also had holes for each sector in the enclosed magnetic medium, in addition to the index hole, with the same from the center, for alignment with the same envelope hole. These were termed disks. Later soft- disks have only one index hole in the medium, and sector position is determined by the disk controller or low-level software from patterns marking the start of a sector. Generally, the same drives are used to read and write both types of disks, with only the disks and controllers differing. Some operating systems using soft sectors, such as , do not use the index hole, and the drives designed for such systems often lack the corresponding sensor; this was mainly a hardware cost-saving measure.


3½-inch disk
The core of the 3½-inch disk is the same as the other two disks, but the front has only a label and a small opening for reading and writing data, protected by the shutter—a spring-loaded metal or plastic cover, pushed to the side on entry into the drive. Rather than having a hole in the center, it has a metal hub which mates to the spindle of the drive. Typical 3½-inch disk magnetic coating materials are:

Two holes at the bottom left and right indicate whether the disk is write-protected and whether it is high-density; these holes are spaced as far apart as the holes in punched A4 paper, allowing write-protected high-density floppy disks to be clipped into international standard (ISO 838) One of the chief problems of the floppy disk is its vulnerability; even inside a closed plastic housing, the disk medium is highly sensitive to dust, condensation and temperature extremes. As with all , it is vulnerable to magnetic fields. Blank disks have been distributed with an extensive set of warnings, cautioning the user not to expose it to dangerous conditions. Rough treatment or removing the disk from the drive while the magnetic media is still spinning is likely to cause damage to the disk, drive head, or stored data. On the other hand, the 3½‑inch floppy disk has been lauded for its mechanical usability by human–computer interaction expert :

(1990). 9780385267748, Doubleday.


Operation
A spindle motor in the drive rotates the magnetic medium at a certain speed, while a stepper motor-operated mechanism moves the magnetic read/write heads radially along the surface of the disk. Both read and write operations require the media to be rotating and the head to contact the disk media, an action originally accomplished by a disk-load solenoid. Later drives held the heads out of contact until a front-panel lever was rotated (5¼-inch) or disk insertion was complete (3½-inch). To write data, current is sent through a coil in the head as the media rotates. The head's magnetic field aligns the magnetization of the particles directly below the head on the media. When the current is reversed the magnetization aligns in the opposite direction, encoding one bit of data. To read data, the magnetization of the particles in the media induce a tiny voltage in the head coil as they pass under it. This small signal is amplified and sent to the floppy disk controller, which converts the streams of pulses from the media into data, checks it for errors, and sends it to the host computer system.


Formatting
A blank unformatted diskette has a coating of magnetic oxide with no magnetic order to the particles. During formatting, the magnetizations of the particles are aligned forming tracks, each broken up into , enabling the controller to properly read and write data. The tracks are concentric rings around the center, with spaces between tracks where no data is written; gaps with padding bytes are provided between the sectors and at the end of the track to allow for slight speed variations in the disk drive, and to permit better interoperability with disk drives connected to other similar systems. Each sector of data has a header that identifies the sector location on the disk. A cyclic redundancy check (CRC) is written into the sector headers and at the end of the user data so that the disk controller can detect potential errors.Each sector of data has a header that identifies the sector location on the disk. A cyclic redundancy check (CRC) is written into the sector headers and at the end of the user data so that the disk controller can detect potential errors. Some errors are and can be resolved by automatically re-trying the read operation; other errors are permanent and disk controllers can signal a failure to the operating system if multiple attempts to read the data still fail.Abort, Retry, Fail

Some errors are and can be resolved by re-trying the read operation; other errors are permanent and will signal a failure to the operating system if multiple attempts to read the data still fail


Insertion and ejection
After a disk is inserted, a catch or lever mechanism engages to prevent the disk from accidentally emerging, engage the spindle clamping hub, and in two-sided drives, engage the second read/write head with the media

In some 5¼-inch drives, insertion of the disk compresses and locks an ejection spring which partially ejects the disk upon opening the catch or lever. This enables a smaller concave area for the thumb and fingers to grasp the disk during removal

Newer 5¼-inch drives and all 3½-inch drives automatically engage the spindle and heads when a disk is inserted, doing the opposite with the press of the eject button

On Apple Macintosh computers with built-in 3½-inch disk drives, the ejection button is replaced by software controlling an ejection motor which only does so when the operating system no longer needs to access the drive. The user could drag the image of the floppy drive to the trash can on the desktop to eject the disk. In the case of a power failure or drive malfunction, a loaded disk can be removed manually by inserting a straightened into a small hole at the drive's front panel, just as one would do with a drive in a similar situation.

(2025). 9780321169662, Peachpit Press. .
The X68000 has soft-eject 5¼-inch drives. Some late-generation IBM PS/2 machines had soft-eject 3½-inch disk drives as well for which some issues of (i.e. PC DOS 5.02 and higher) offered an EJECT command.


Finding track zero
Before a disk can be accessed, the drive needs to synchronize its head position with the disk tracks. In either case, the head is moved so that it is approaching track zero position of the disk. When a drive with the sensor has reached track zero, the head stops moving immediately and is correctly aligned. Drives without a sensor such as the Apple II mechanism attempt to move the head the maximum possible number of positions needed to reach track zero, knowing that once this motion is complete, the head will be positioned over track zero. This physical striking is responsible for drive clicking during the boot and when disk errors occurred and track zero synchronization was attempted..


Finding sectors
All 8-inch and some 5¼-inch drives use methods to locate sectors, known as either hard sectors or soft sectors, with the small hole in the jacket, off to the side of the spindle hole, used for timing reference. A light beam sensor detects when a punched hole in the disk is visible through the hole in the jacket. For a soft-sectored disk, there is only a single hole, which is used to locate the first sector of each track. For a hard-sectored disk, there are many holes, one for each sector row, plus an additional hole in a half-sector position, that is used to indicate sector zero.

The Apple II computer system is notable in that it does not have an index-hole sensor and ignores the presence of hard or soft sectoring. Instead, it uses special repeating data synchronization patterns written to the disk between each sector, to assist the computer in finding and synchronizing with the data in each track.

Most 3½-inch drives use a constant speed drive motor and contain the same number of sectors across all tracks. This is sometimes referred to as constant angular velocity. In order to fit more data onto a disk, some 3½-inch drives (notably the Macintosh External 400K and 800K drives) instead use constant linear velocity, which uses a variable-speed drive motor that spins more slowly as the head moves away from the center of the disk, maintaining the same speed of the head(s) relative to the surface(s) of the disk. This allows more sectors to be written to the longer middle and outer tracks as the track length increases.


Categories
Industry observers categorize floppy disks and floppy disk drives according to size and capacity with four major categories being 8-inch, 5½-inch, 3½-inch and high-capacity floppy disks and floppy disk drives. The figure shows the relative success of each generation There were in addition variant products that did not fit these categories. The distinguishing characteristic between the high-capacity products and their lower capacity brethren, frequently categorized as standard floppys was the use of to increase the number of tracks and thereby increase capacity. The four categories each represented generations, from the beginning each generation had substantially greater market success from the previous and it ultimately succeeded the previous one, but the high-capacity floppy generation although having some success was never as successful as the prior 3½-inch generation and become essentially obsolete by 2011

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